Settlement Officer, Operations

Position Description

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As part of the trade support / settlement team, we are responsible for processing cash equities and F&O settlements.

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Engaged in overseas bond settlements for Treasury Liquidity Investment and ETF/ Single Stock Market Making Business.

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Supporting outbound trades for Korea domestic clients; and

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Improving existing internal control and requirements.

Key Areas of Responsibilities

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Perform daily middle and back office operations and respond on internal and external client’s inquires;

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Liaising with overseas operations to complete cash equities trades matching on daily trading support and administrations issues;

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Monitor daily trade cycle and resolve the breaks, perform daily trades reconciliation;

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Processing Korea Clients On-Boarding and accounts setup and static management;

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Release outbound confirmations for KR domestic clients and monitoring settlement status;

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Back up the overall operation/settlement in both cash equities, F&O, and other business;

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Preparation of Regulatory reporting to FSS, KRX, KSFC, BOK and etc.; and

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Participate in projects as assigned.

Requirement

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Degree holder, preferred major in Business, Finance or Accounting related discipline

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Minimum 5 years of experience in Operations/Middle Office within Securities Brokerage Industries

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Familiarity with cross-border investment via QFI, Stock Connect and Bond Connect

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Knowledge of investment products such as equities, fixed income, future, option, FX and etc.

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Strong sense of accountability and responsibilities for owning issues through to resolution

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Strong Communicator (articulate and literate), highly self-motivated, attentive to details, diligent and a good team player

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Proficiency in both spoken and written English and Korean.

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